Investing in visionary founders, transformational technology and emergent ecosystems for a new world.

Innovation Endeavors
Innovation Endeavors

Internal Audit Professional Practices Manager



United States · cottonwood heights, ut, usa · Remote
Posted on Sunday, September 10, 2023

Employee Applicant Privacy Notice

Who we are:

Shape a brighter financial future with us.

Together with our members, we’re changing the way people think about and interact with personal finance.

We’re a next-generation fintech company using innovative, mobile-first technology to help our millions of members reach their goals. The industry is going through an unprecedented transformation, and we’re at the forefront. We’re proud to come to work every day knowing that what we do has a direct impact on people’s lives, with our core values guiding us every step of the way. Join us to invest in yourself, your career, and the financial world.

The role

SoFi is seeking an Internal Audit Professional Practices Manager to join the SoFi Internal Audit Department, reporting to the Professional Practices Senior Manager.

The candidate will be responsible for:

  • Assisting the Senior Manager in the development of leading internal audit practices, strategies, and methodologies

  • Assisting in developing and providing training on internal audit processes and procedures

  • Tracking key performance indicators (KPI's) against department targets

  • Preparing reports on internal audit key performance indicators for various stakeholders

  • Preparing documents for regulatory exams

What you’ll do:

  • Maintain updated department processes and templates in line with current practice

  • Support Internal Audit preparation for and participation in regulatory exams

  • Record, observe, and prepare reports related to the status of the internal audit activities and results, including thematic issues identified and status of any remediation efforts, to IA management, the Audit Committee, and other partners

  • Provide day-to-day support and guidance on IA methodology topics

  • Apply technical understanding of internal audit policies, standards, and practices to recommend enhancements to IA methodology and guidance

  • Assist in the provision of methodology training to auditors, including tailored training as needed

  • Maintain the function’s regulation inventory

  • Participate in selected departmental initiatives

  • Perform other duties as assigned

What you’ll need:

  • Bachelor’s degree required

  • Certified Internal Auditor (CIA) designation required

  • Minimum 5+ years of Internal Audit experience with experience in internal audit professional practices

  • Internal Audit experience in the financial services industry is highly preferred

  • Working knowledge of Institute of Internal Auditor (IIA) International Professional Practices Framework and regulatory expectations of internal audit systems of large financial institutions including the Federal Reserve’s Supplemental Policy Statement on the Internal Audit Function and Its Outsourcing (SR 13-1)

  • Strong written and verbal communication skills, and experience preparing audit workpapers, issues, reports, and management presentations

  • Ability to work independently with limited daily supervision while meeting deadlines

  • Ability to navigate through ambiguity, manage and coordinate multiple project assignments, and deliver on commitments.

Nice to have:

  • The following experiences are a plus:

    • Familiarity with the FRB, OCC, FDIC, and CFPB examinations procedures

    • AuditBoard or similar audit tool platform experience

Compensation and Benefits
The base pay range for this role is listed below. Final base pay offer will be determined based on individual factors such as the candidate’s experience, skills, and location.
To view all of our comprehensive and competitive benefits, visit our Benefits at SoFi page!
SoFi provides equal employment opportunities (EEO) to all employees and applicants for employment without regard to race, color, religion (including religious dress and grooming practices), sex (including pregnancy, childbirth and related medical conditions, breastfeeding, and conditions related to breastfeeding), gender, gender identity, gender expression, national origin, ancestry, age (40 or over), physical or medical disability, medical condition, marital status, registered domestic partner status, sexual orientation, genetic information, military and/or veteran status, or any other basis prohibited by applicable state or federal law.
Pursuant to the San Francisco Fair Chance Ordinance, we will consider for employment qualified applicants with arrest and conviction records.
New York applicants: Notice of Employee Rights
Due to insurance coverage issues, we are unable to accommodate remote work from Hawaii or Alaska at this time.
Internal Employees
If you are a current employee, do not apply here - please navigate to our Internal Job Board in Greenhouse to apply to our open roles.